- Test compliance with global and local policies and regulations in order to actively manage operational, regulatory and reputational risks
- Manage Global Minimum Controls, establishing adequate local key controls suitable for the wealth management business in Brazil and communicating to the Julius Baer Group
- Support the team in managing the required Global Minimum Standards, and on establishing Policy Governance communicating with Julius Baer Group
- Support performance of Due Diligence on new providers and provide Compliance input for the approval of new products
- Ensure proper investigation, escalation and implementation of corrective action plans and deadlines for regularization of operational errors
- Perform internal compliance surveillance as per global and local policies and guidelines in order to ensure adherence to regulatory and group requirements and standards
- Research and interpret applicable laws and regulations of wealth management market in order to guarantee proper implementation or perform gap analysis
- Provide support related to audits, reviews, and examinations
- Support internal Compliance projects for regulatory topics
- Be a great partner, collaborating in a productive, professional way with the compliance management teams and the business leaders
- Bachelor's degree in business, law or related field;
- Experience working in Compliance, Risk, Audit or Control capacity in banking or financial services field (wealth management experience strongly preferred);
- Strong knowledge of regulation applicable to wealth management and portfolio management industries;
- Excellent command of Portuguese and English (written and spoken);
- Analytical skills;
- Excellent communication skills and experience interacting with individuals at many levels of a global organization; and working effectively with senior management;
- Strong sense of integrity and discretion;
- A positive, forward-thinking personality and can-do attitude with a dedicated interest towards regulations compliance and risk topics
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Compliance Analyst - São Paulo, Brasil - BR50 - JBFO Julius Baer Family Office Brasil Gestão de Patrimônio Ltda.
Descrição
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.
An exciting opportunity to join the Compliance team in JB Brazil, covering different compliance related topics, with strong focus on governance, policies, controls, operational incidents and product compliance.YOUR CHALLENGE
YOUR PROFILE
We are looking forward to receiving your full job application through our online application tool.
Usuários da profissão Compliance Analyst em São Paulo
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Fabio Campos
Executive with 20 years of experience in the corporate segment, direct sales and B2B.
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Rogério Eduardo Ferreira Soares
Administrador e Especialista em TI